Social Media Compliance: An Unpleasant Necessity

A high-level look at the regulatory landscape and how it relates to digital communications.

DISCLAIMER: The views and opinions expressed in this post are my own, and in no way or form associated with or influenced by any third parties.


Figure 1: Most popular social network sites worldwide as of April 2017, ranked by number of active users (in millions) — Statista, 2017

Social in the Financial Services Industry

Figure 2: Traditional Financial Services model of communication.
Figure 3: Example of modern Financial Industry communication channels.

Interpreting The Rulebook

Bringing it all together

Making it Work

Figure 4: Example of Compliance Pipeline

Current State of the Union

Looking Towards Modernization

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